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  • Associate implementation Consultant ( Signal )

Job Id: Aeries/821/25-26
Industry IT-Software / Software Services / testing
Location Bangalore
Experience Range 3.0 - 5.0 Years
Qualification Graduation
Not active

Job Description
About Us
Aeries Technology is a Nasdaq listed global professional services and consulting partner, headquartered in Mumbai, India, with centers in the USA, Mexico, Singapore, and Dubai. We provide mid-size technology companies with the right mix of deep vertical specialty, functional expertise, and the right systems & solutions to scale, optimize and transform their business operations with unique customized engagement models. Aeries is Great Place to Work certified by GPTW India, reflecting our commitment to fostering a positive and inclusive workplace culture for our employees. Read about us at https://aeriestechnology.com
About Business Unit
Confluence is a leading global technology solutions provider committed to helping the investment management industry solve complex data challenges across the front, middle and back office. From data-driven portfolio analytics to compliance and regulatory solutions, including investment insights and research, Confluence invests in the latest technology to meet the evolving needs of asset managers, asset owners and asset services to provide best-of-breed solutions that deliver maximum scalability, speed and flexibility, while reducing risk and increasing efficiency. Headquartered in Pittsburgh, PA, with 900+ employees in 15 offices spanning across the United Kingdom, Europe, North America, South Africa, and Australia, Confluence services over 1000 clients in more than 40 countries. For more information, visit www.confluence.com
Roles and Responsibility

Job Description – Investment Compliance Consultant

We are looking for compliance and regulatory professionals with strong investment compliance expertise to join the Confluence consulting team.

In this role, you will work closely with clients to implement, configure, and support compliance and regulatory monitoring solutions while providing consultative guidance on complex disclosure and investment regulations.

The ideal candidate will have hands-on experience in investment compliance, regulatory disclosure requirements, data analysis, and client consulting within asset management or financial services environments.

What You Will Do

You will:

  • Consult with clients on investment compliance and regulatory disclosure requirements.
  • Configure and support compliance monitoring solutions and regulatory workflows.
  • Perform data analysis, gap analysis, and asset treatment validation activities.
  • Guide clients on substantial shareholding, sensitive industries, and position limits regulations.
  • Support SEC filing-related compliance processes including 13G and 13F-2 requirements.
  • Work closely with stakeholders to identify compliance gaps and recommend solutions.
  • Assist in system setup, implementation, testing, and client onboarding activities.
  • Provide hands-on consulting support across both client engagement and technical configuration tasks.

Key Expertise Required

You should have demonstrable knowledge of:

  • Substantial Shareholding Disclosure Rules
  • Sensitive Industries Regulations
  • Position Limits Legislation
  • SEC Filings:
    • Schedule 13G
    • Form 13F-2

Preferred Background

Ideal candidates may have experience working:

  • Within a compliance function at an Asset Management firm
  • In consulting or implementation roles at financial technology vendors or consulting organizations
  • On regulatory compliance and disclosure platforms such as:
    • FundApps
    • Adenza
    • Solutions Atlantic
    • Signal

Professional Attributes

We are looking for professionals with 2+ years of experience who can demonstrate:

  • Strong consultative and client-facing skills
  • Investment compliance domain expertise
  • Hands-on system configuration and implementation experience
  • Strong analytical, data interpretation, and gap analysis capabilities
  • Understanding of asset type treatment and regulatory impacts
  • Ability to guide clients confidently with credibility and authority
  • Willingness to remain hands-on across both consulting and operational activities
Desired candidate

Preferred experience from organizations within Asset Management, Investment Banking, Regulatory Technology, or Financial Services environments, including:

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